Investor Status
Certification

In reference to your recent investment in Positron AI, Waypoint West needs to collect additional certification of your investor status to discern the number of accredited investors, qualified clients, and qualified purchasers in the vehicle. Please select the category that accurately describes your investor status. All information is maintained in strict confidence and used solely for regulatory and compliance purposes for Waypoint West. Thank you.

- Haley and Brooks

Select the highest classification below that applies to you, complete the investor information, and certify your status.

Category A

Accredited Investor

17 C.F.R. § 230.501(a)

Individual — satisfy at least one

1Income: Annual income exceeding $200,000 (or $300,000 jointly with spouse/spousal equivalent) in each of the two most recent years, with reasonable expectation of the same in the current year.
2Net Worth: Individual or joint net worth exceeding $1,000,000, excluding the value of the primary residence.
3License: Holds a valid Series 7, Series 65, or Series 82 license in good standing.
4Knowledgeable Employee: A "knowledgeable employee" of a private fund (for investments in that fund only).

or — entity

5Entity Assets: Corporation, partnership, LLC, or trust with total assets exceeding $5,000,000, not formed for the purpose of making this investment.
6All-Accredited Entity: Any entity in which all equity owners are individually accredited investors.
7Institutional: Registered investment adviser, broker-dealer, bank, insurance company, or similar registered entity.

Regulatory BasisDefined under Rule 501(a) of Regulation D promulgated under the Securities Act of 1933, as amended.

Category B

Qualified Client

17 C.F.R. § 275.205-3

Individual — satisfy at least one

1Net Worth: A net worth of $2,200,000 individually or jointly with spouse, excluding primary residence. Net worth may include assets such as secondary real estate, brokerage and investment accounts, retirement accounts (IRA, 401(k)), cash and bank deposits, business ownership interests, and other investments — minus any outstanding liabilities.
2AUM Threshold: Has at least $1,100,000 under management with the investment adviser immediately after entering into the advisory contract.
3Knowledgeable Employee: A "knowledgeable employee" of the adviser, including executive officers, directors, trustees, general partners, and persons who have participated in the adviser's investment activities for at least 12 months.

or — entity

4Qualified Purchaser: A company that is a "qualified purchaser" as defined under Section 2(a)(51)(A) of the Investment Company Act of 1940, as amended.
5All-Qualified Entity: Any entity in which all beneficial owners individually qualify as qualified clients.

Regulatory BasisDefined under Rule 205-3 of the Investment Advisers Act of 1940. Thresholds are adjusted periodically by the SEC for inflation.

Category C

Qualified Purchaser

15 U.S.C. § 80a-2(a)(51)

Individual — satisfy at least one

1Individual Investment Threshold: A natural person (including any person who holds a joint, community property, or other similar shared ownership interest with that person's qualified purchaser spouse) who owns not less than $5,000,000 in investments.
2Family-Owned Company: A company that is owned directly or indirectly by or for two or more natural persons who are related as siblings, spouses, or direct lineal descendants, including step-children and adoptees, that owns not less than $5,000,000 in investments.
3Trust: A trust that was not formed for the purpose of acquiring the securities offered, as to which the trustee or other person authorized to make investment decisions, and each settlor or other person who has contributed assets, is a qualified purchaser.

or — entity

4Entity Investment Threshold: Any person, acting for its own account or the accounts of other qualified purchasers, who in the aggregate owns and invests on a discretionary basis not less than $25,000,000 in investments.
5Investment Manager: Any person who is acting as a qualified institutional buyer as defined in Rule 144A under the Securities Act of 1933, or a registered investment adviser under the Investment Advisers Act of 1940.

Regulatory BasisDefined under Section 2(a)(51)(A) of the Investment Company Act of 1940, as amended. The $5,000,000 investment threshold excludes the value of the primary residence and property used in a trade or business.

Investor Information

Legal First Name

Legal Last Name

Email Address

Phone Number

Entity Name (if applicable)

Entity Type

Date of Certification

By submitting this form, the undersigned hereby certifies, represents, and warrants that the information provided herein is true, complete, and accurate as of the date indicated. The undersigned acknowledges that Waypoint West is relying upon these representations in connection with applicable exemptions under U.S. federal and state securities laws, and agrees to promptly notify the adviser of any material change in the information provided.

I certify that I satisfy the requirements of the investor classification I have selected above, and I understand that providing false information may constitute a violation of applicable securities laws.

This form does not constitute an offer to sell or a solicitation of an offer to buy any security. Please consult qualified legal counsel regarding your investor status.

Investor StatusCertification

Investor Information

Certification Received

Investor Status
Certification